Growth Potential with
Built-In Protection

Dual Directional Growth Notes are designed to address this trade-off by offering the potential for growth participation while helping limit downside exposure in certain market environments.

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Growth Potential with Built-In Protection

Dual Directional Growth Notes are designed to address this trade-off by offering the potential for growth participation while helping limit downside exposure in certain market environments.

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WHY CHOOSE

Dual Directional Growth Notes have historically driven long-term growth.

However, the tradeoff of owning these assets is the potential for loss and the need to stay invested. For investors who want portfolio protection and need portfolio growth, this can be a major issue. Dual Directional Growth Notes can be a solution and offer the following:

01.

01.

01.

Enhanced Growth Potential

Enhanced Growth Potential

Returns may be enhanced through leveraged or amplified upside participation when markets rise.

02.

02.

02.

Downside Participation
Opportunities

Downside Participation
Opportunities

Downside Participation
Opportunities

These notes are structured to deliver positive returns during limited market declines

03.

03.

03.

Confidence to Stay Invested

Confidence to Stay Invested

Defined protection features can help reduce the emotional impact of short-term market volatility.

04.

04.

04.

Portfolio Diversification

Portfolio Diversification

Adds an alternative growth strategy beyond traditional buy-and-hold equity investing.

WORKING

How Dual Directional
Growth Notes Work

Dual Directional Growth Notes are structured to provide return potential in multiple market scenarios—participating in market gains while offering defined protection during limited market declines.

Understanding the investment process helps clarify how these notes behave across different market outcomes.

Step 01 : Participate in Market Upside

Step 01 : Participate in
Market Upside

Step 01 : Participate in Market Upside

Step 01 : Participate in Market Upside

When the underlying index or asset increases in value, investors can participate in the upside—often at a rate equal to or greater than the market’s performance, depending on the structure.

Step 02 : Protection During Market Decline

Step 02 : Protection
During Market Decline

Step 02 : Protection During Market Decline

Step 02 : Protection During Market Decline

If markets decline within predefined limits, the note may still generate a positive or neutral return, helping reduce downside exposure compared to direct equity ownership.

WHO THESE NOTES ARE DESIGNED FOR

Dual Directional Growth Notes may be appropriate for investors who:

Are focused on long-term portfolio growth

Are focused on long-term portfolio growth

Are focused on long-term portfolio growth

Are focused on long-term portfolio growth

Want exposure to equity markets with defined risk parameters

Want exposure to equity markets with defined risk parameters

Want exposure to equity markets with defined risk parameters

Want exposure to equity markets with defined risk parameters

Seek confidence to remain invested through market cycles

Seek confidence to remain invested through market cycles

Seek confidence to remain invested through market cycles

Seek confidence to remain invested through market cycles

Are comfortable using structured solutions to manage volatility

Are comfortable using structured solutions to manage volatility

Are comfortable using structured solutions to manage volatility

Are comfortable using structured solutions to manage volatility

If you’d like to learn more or discuss whether Dual Directional Growth Notes may be appropriate for your portfolio, we’re here to help.

If you’d like to learn more or discuss whether Dual Directional Growth Notes may be appropriate for your portfolio, we’re here to help.

Want To Learn More?

Learn how structured notes are used and whether they may align with your investment objectives.

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Disclaimer

Claro Advisors Inc. ("Claro") is a Registered Investment Advisor with the U.S. Securities and Exchange Commission ("SEC") based in the Commonwealth of Massachusetts. Registration of an Investment Advisor does not imply any specific level of skill or training. Information contained herein is for educational purposes only and is not to be considered investment advice. Claro provides individualized advice only after obtaining all necessary background information from a client. 

Want To Learn More?

Learn how structured notes are used and whether they may align with your investment objectives.

Social Media

Disclaimer

Claro Advisors Inc. ("Claro") is a Registered Investment Advisor with the U.S. Securities and Exchange Commission ("SEC") based in the Commonwealth of Massachusetts. Registration of an Investment Advisor does not imply any specific level of skill or training. Information contained herein is for educational purposes only and is not to be considered investment advice. Claro provides individualized advice only after obtaining all necessary background information from a client. 

Want To Learn More?

Learn how structured notes are used and whether they may align with your investment objectives.

Social Media

Disclaimer

Claro Advisors Inc. ("Claro") is a Registered Investment Advisor with the U.S. Securities and Exchange Commission ("SEC") based in the Commonwealth of Massachusetts. Registration of an Investment Advisor does not imply any specific level of skill or training. Information contained herein is for educational purposes only and is not to be considered investment advice. Claro provides individualized advice only after obtaining all necessary background information from a client.